| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期货合约提供意见 | 2024-11-22 | - |
| Rep | 就证券提供意见 | 2024-11-22 | - | |
| Rep | 提供资产管理 | 2011-12-02 | - | |
| Rep | 就期货合约提供意见 | 2011-12-02 | 2016-06-10 | |
| Rep | 就证券提供意见 | 2011-12-02 | 2016-06-10 | |
| Rep | 期货合约交易 | 2011-12-02 | 2025-07-14 | |
| Rep | 证券交易 | 2011-12-02 | 2025-07-14 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2008-09-11 | 2011-11-17 |
| Rep | 提供资产管理 | 2008-09-11 | 2011-11-17 | |
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2008-06-23 | 2008-08-19 |
| Rep | 提供资产管理 | 2008-06-23 | 2008-08-19 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2004-03-19 | 2008-04-30 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2004-03-19 | 2008-04-30 |
| Rep | 证券交易 | 2004-03-19 | 2008-04-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2004-03-19 | 2008-04-30 |
已采集记录中暂无金管局登记。