| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | RO | 期货合约交易 | 2025-05-30 | - |
| RO | 证券交易 | 2022-12-20 | - | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2019-10-11 | - |
| Rep | 证券交易 | 2019-05-09 | - | |
| CITIC Securities Asset Management (HK) Limited | RO | 就证券提供意见 | 2018-12-10 | - |
| RO | 提供资产管理 | 2018-12-10 | - | |
| Rep | 就证券提供意见 | 2018-11-15 | 2018-12-10 | |
| Rep | 提供资产管理 | 2018-11-15 | 2018-12-10 | |
| Neo Risk Investment Advisors Limited | RO | 就证券提供意见 | 2015-07-13 | 2016-10-03 |
| RO | 提供资产管理 | 2015-07-13 | 2016-10-03 | |
| Rep | 就证券提供意见 | 2015-06-03 | 2015-07-13 | |
| Rep | 提供资产管理 | 2015-06-03 | 2015-07-13 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-03 | 2014-11-30 |
| CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2007-02-16 | 2014-11-30 |
| RO | 提供资产管理 | 2007-02-16 | 2014-11-30 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2003-07-30 | 2014-11-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2003-07-30 | 2013-08-31 |
已采集记录中暂无金管局登记。