Zhang, Richard (SFC:AJE751)
证监会中央编号:AJE751
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 就机构融资提供意见 | 2012-08-30 | 2016-03-21 |
| RO | 就证券提供意见 | 2012-08-30 | 2016-03-21 | |
| RO | 证券交易 | 2012-08-30 | 2016-03-21 | |
| Merrill Lynch Far East Limited | RO | 就机构融资提供意见 | 2012-08-30 | 2016-03-21 |
| RO | 就证券提供意见 | 2012-08-30 | 2016-03-21 | |
| RO | 证券交易 | 2012-08-30 | 2016-03-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2012-07-03 | 2012-08-30 |
| Rep | 就证券提供意见 | 2012-07-03 | 2012-08-30 | |
| Rep | 证券交易 | 2012-07-03 | 2012-08-30 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2012-07-03 | 2012-08-30 |
| Rep | 证券交易 | 2012-07-03 | 2012-08-30 | |
| Citigroup Global Markets Asia Limited | RO | 就机构融资提供意见 | 2010-07-09 | 2012-06-05 |
| RO | 证券交易 | 2010-07-09 | 2012-06-05 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | 证券交易 | 2010-07-09 | 2012-01-31 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2007-08-27 | 2010-07-09 |
| Rep | 证券交易 | 2007-08-27 | 2010-07-09 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2007-08-27 | 2010-07-09 |
| Merrill Lynch Far East Limited | Rep | 就证券提供意见 | 2005-04-22 | 2006-05-22 |
| Rep | 证券交易 | 2005-04-22 | 2006-05-22 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2003-11-03 | 2006-05-22 |
| Rep | 就证券提供意见 | 2003-11-03 | 2006-05-22 | |
| Rep | 证券交易 | 2003-11-03 | 2006-05-22 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2003-11-03 | 2006-05-22 |