Au, Wan Fung 區雲峰 Hong Kong SFC License Details (ID 74506)

Au, Wan Fung 區雲峰 Hong Kong SFC License Details (ID 74506)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	期货合约交易	2013-06-21	2014-08-21
	Rep	证券交易	2013-05-02	2014-08-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2013-05-02	2013-08-31
	Rep	证券交易	2013-05-02	2013-08-31
Citigroup Global Markets Asia Limited	Rep	证券交易	2008-01-03	2011-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2008-01-03	2011-11-30
	Rep	证券交易	2008-01-03	2011-11-30
Citigroup Global Markets Asia Limited	Rep	证券交易	2006-09-29	2007-08-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2006-09-29	2007-08-26
	Rep	证券交易	2006-09-29	2007-08-26