Personnel Hong Kong SFC License Details (ID 74514)

Personnel Hong Kong SFC License Details (ID 74514)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	2011-07-19	2011-11-30
	Rep	证券交易	2011-07-19	2011-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2011-07-19	2011-11-30
Citigroup Global Markets Asia Limited	Rep	就机构融资提供意见	2010-05-10	2011-01-17
	Rep	证券交易	2010-05-10	2011-01-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2010-05-10	2011-01-17
Citigroup Global Markets Asia Limited	Rep	证券交易	2004-10-20	2006-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2004-10-20	2006-03-31
	Rep	证券交易	2003-10-17	2004-06-26
Citigroup Global Markets Asia Limited	Rep	证券交易	2003-10-14	2004-06-26