| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2014-05-15 | 2017-06-16 |
| Rep | 就证券提供意见 | 2014-05-15 | 2017-06-16 | |
| Rep | 证券交易 | 2014-05-15 | 2017-06-16 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2007-05-04 | 2013-01-14 |
| Rep | 证券交易 | 2007-05-04 | 2013-01-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2007-05-04 | 2012-01-31 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2006-08-21 | 2007-01-25 |
| Rep | 证券交易 | 2006-08-21 | 2007-01-25 |