| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-10-05 | 2012-06-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2007-10-05 | 2012-06-12 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-12-13 | 2007-09-28 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2004-11-29 |
| Rep | 提供资产管理 | - | 2004-11-29 | |
| Rep | 期货合约交易 | - | 2007-09-28 | |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 就机构融资提供意见 | - | 2004-08-03 |
| Rep | 就证券提供意见 | - | 2004-08-03 | |
| Rep | 提供资产管理 | - | 2004-08-03 | |
| Rep | 证券交易 | - | 2007-09-28 |