| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2018-06-11 | 2022-07-12 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-09-20 | 2018-05-18 |
| Rep | 证券交易 | 2010-09-20 | 2018-05-18 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-09-20 | 2012-01-31 |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2010-02-17 | 2010-08-02 |
| Rep | 证券交易 | 2010-02-17 | 2010-08-02 |