| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就机构融资提供意见 | 2018-08-07 | - |
| RO | 就证券提供意见 | 2018-08-07 | - | |
| RO | 证券交易 | 2018-08-07 | - | |
| Rep | 就机构融资提供意见 | 2013-03-06 | 2018-08-07 | |
| Rep | 就证券提供意见 | 2013-03-06 | 2018-08-07 | |
| Rep | 证券交易 | 2013-03-06 | 2018-08-07 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2008-01-25 | 2013-02-15 |
| Rep | 证券交易 | 2008-01-25 | 2013-02-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2008-01-25 | 2012-01-31 |