Personnel Hong Kong SFC License Details (ID 74592)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
QLP Capital Management Limited	RO	就证券提供意见	2025-11-13	-
	RO	提供资产管理	2024-12-16	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	就证券提供意见	2018-12-19	2022-08-08
	RO	证券交易	2018-12-19	2022-08-08
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	就证券提供意见	2017-11-01	2022-08-08
	RO	证券交易	2017-11-01	2022-08-08
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	就证券提供意见	2014-02-11	2016-11-09
	RO	证券交易	2014-02-11	2016-11-09
	RO	就期货合约提供意见	2014-02-11	2022-08-08
	RO	期货合约交易	2014-02-11	2022-08-08
	Rep	就期货合约提供意见	2013-04-05	2014-02-11
	Rep	就证券提供意见	2013-04-05	2014-02-11
	Rep	期货合约交易	2013-04-05	2014-02-11
	Rep	证券交易	2013-04-05	2014-02-11
Citigroup Global Markets Asia Limited	Rep	证券交易	2010-07-13	2012-06-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2010-07-13	2012-06-12
	Rep	证券交易	2010-07-13	2012-06-12
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期货合约提供意见	2006-04-20	2010-07-04
	Rep	就证券提供意见	2006-04-20	2010-07-04
	Rep	期货合约交易	2006-04-03	2010-07-04
	Rep	证券交易	2006-04-03	2010-07-04
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2004-06-24	2006-03-06
DEUTSCHE FUTURES HONG KONG LIMITED	Rep	期货合约交易	2003-04-01	2004-06-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-01-08
	Rep	提供资产管理	2003-04-01	2004-01-08
	Rep	就证券提供意见	2003-04-01	2004-04-16
	Rep	证券交易	2003-04-01	2006-03-06

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