| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-04-14 | 2016-01-18 |
| Rep | 就证券提供意见 | 2014-04-14 | 2016-01-18 | |
| Rep | 期货合约交易 | 2014-04-14 | 2016-01-18 | |
| Rep | 证券交易 | 2014-04-14 | 2016-01-18 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-08-03 | 2012-12-17 |
| Rep | 证券交易 | 2011-08-03 | 2012-12-17 | |
| Rep | 就机构融资提供意见 | 2010-10-15 | 2011-06-18 | |
| Rep | 证券交易 | 2010-10-15 | 2011-06-18 |