| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2022-06-16 | - |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2022-06-16 | - |
| Rep | 期货合约交易 | 2022-06-09 | - | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2018-03-29 | 2022-06-03 |
| Rep | 期货合约交易 | 2018-03-29 | 2022-06-03 | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2013-08-27 | 2013-10-14 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2009-12-16 | 2012-11-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2009-12-16 | 2012-11-15 |
| Rep | 证券交易 | 2009-12-16 | 2012-11-15 |