| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-12-12 | 2011-12-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2007-12-12 | 2011-12-12 |
| Rep | 证券交易 | 2007-12-12 | 2011-12-12 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-17 |
| Rep | 提供资产管理 | - | 2004-02-17 | |
| Rep | 就证券提供意见 | - | 2005-06-15 | |
| Rep | 证券交易 | - | 2005-06-15 |