| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Liquidnet Asia Limited | Rep | 提供自动化交易服务 | 2019-05-22 | 2023-06-27 |
| Rep | 证券交易 | 2019-05-22 | 2023-06-27 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2016-10-03 | 2018-06-08 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2010-11-29 | 2014-02-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-11-29 | 2013-08-31 |