| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2011-06-16 | 2012-04-13 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-06-16 | 2012-04-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-07-05 | 2008-11-07 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-07-05 | 2008-11-07 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2005-08-22 | 2006-04-04 |
| Rep | 证券交易 | 2004-07-28 | 2004-09-14 |