| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Lakala International Asset Management Limited | RO | 就证券提供意见 | 2025-04-16 | - |
| RO | 提供资产管理 | 2025-04-16 | - | |
| RO | 证券交易 | 2025-04-16 | - | |
| BIL Wealth Management Limited | RO | 就证券提供意见 | 2020-10-16 | 2025-03-18 |
| RO | 提供资产管理 | 2020-10-16 | 2025-03-18 | |
| RO | 证券交易 | 2020-10-16 | 2025-03-18 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2016-11-16 | 2020-05-11 |
| Rep | 就证券提供意见 | 2016-09-30 | 2016-11-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2013-07-22 | 2016-06-29 |
| Rep | 证券交易 | 2013-07-22 | 2016-06-29 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-04-16 | 2013-05-25 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2008-05-13 | 2012-03-19 |
已采集记录中暂无金管局登记。