| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2016-12-19 | 2018-05-26 |
| Rep | 就机构融资提供意见 | 2016-04-22 | 2016-12-18 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2014-08-25 | 2016-03-03 |
| Rep | 证券交易 | 2014-08-25 | 2016-03-03 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-03-09 | 2012-07-27 |
| Rep | 证券交易 | 2010-03-09 | 2012-07-27 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-03-09 | 2012-01-31 |