| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EFM ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2015-11-04 | - |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-07-21 | 2013-07-16 |
| Rep | 证券交易 | 2011-07-21 | 2013-07-16 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-07-21 | 2012-01-31 |