| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-06-25 | 2014-07-31 |
| Rep | 证券交易 | 2010-06-25 | 2014-07-31 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-06-25 | 2012-01-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2009-11-24 | 2010-03-20 |
| Rep | 就证券提供意见 | 2009-11-24 | 2010-03-20 | |
| Rep | 证券交易 | 2009-11-24 | 2010-03-20 |