| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2025-09-10 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2025-09-10 | - |
| Rep | 证券交易 | 2025-09-10 | - | |
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2023-06-15 | 2025-06-19 |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-03 | 2023-03-15 |
| Rep | 证券交易 | 2011-07-11 | 2023-03-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-07-11 | 2013-08-31 |
| Rep | 证券交易 | 2011-07-11 | 2013-08-31 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2007-12-11 | 2011-05-07 |