| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2018-07-10 | 2021-10-08 |
| Rep | 就机构融资提供意见 | 2018-05-04 | 2018-07-10 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2018-05-04 | 2021-10-08 |
| Rep | 证券交易 | 2018-05-04 | 2021-10-08 | |
| Citigroup Global Markets Asia Limited | RO | 就机构融资提供意见 | 2016-02-22 | 2018-02-08 |
| RO | 证券交易 | 2016-02-22 | 2018-02-08 | |
| Rep | 就机构融资提供意见 | 2009-11-16 | 2016-02-22 | |
| Rep | 证券交易 | 2009-11-16 | 2016-02-22 | |
| Rep | 就证券提供意见 | 2009-11-16 | 2018-02-08 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2009-11-16 | 2012-01-31 |