| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iCapital Advisory Limited | RO | 就证券提供意见 | 2018-12-10 | - |
| RO | 证券交易 | 2018-12-10 | 2020-11-02 | |
| Citigroup Global Markets Asia Limited | RO | 就证券提供意见 | 2014-07-11 | 2017-11-24 |
| RO | 证券交易 | 2014-07-11 | 2017-11-24 | |
| Rep | 期货合约交易 | 2013-06-03 | 2017-11-24 | |
| Rep | 证券交易 | 2011-03-15 | 2014-07-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-03-15 | 2013-08-31 |