| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | 提供信贷评级服务 | 2014-01-20 | 2026-08-12 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2008-07-25 | 2013-04-18 |
| BEAR STEARNS ASIA LIMITED | Rep | 就证券提供意见 | 2004-06-14 | 2008-05-30 |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-17 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-17 |