| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2023-01-09 | - |
| Rep | 就机构融资提供意见 | 2022-01-28 | - | |
| Rep | 证券交易 | 2022-01-28 | - | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2015-09-22 | 2019-08-30 |
| Rep | 证券交易 | 2015-09-22 | 2019-08-30 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2014-09-08 | 2015-08-14 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-01-19 | 2014-07-15 |
| Rep | 证券交易 | 2011-01-19 | 2014-07-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-01-19 | 2012-01-31 |