| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-07-14 | 2019-03-30 |
| Rep | 证券交易 | 2017-07-14 | 2019-03-30 | |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2016-07-22 | 2017-06-07 |
| Rep | 证券交易 | 2016-07-22 | 2017-06-07 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-08-30 | 2016-01-19 |
| Rep | 证券交易 | 2011-08-30 | 2016-01-19 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-08-30 | 2012-01-31 |