| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2025-06-02 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-06-27 | 2025-04-03 |
| Rep | 就证券提供意见 | 2018-06-27 | 2025-04-03 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2018-06-27 | 2021-07-20 |
| Rep | 证券交易 | 2018-06-27 | 2025-04-03 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2013-10-30 | 2016-05-14 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-08-01 | 2013-09-13 |
| Rep | 证券交易 | 2011-08-01 | 2013-09-13 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-08-01 | 2012-01-31 |