| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2015-07-13 | 2025-12-09 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-07-17 | 2012-11-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-07-17 | 2012-11-15 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-06-02 | 2003-08-22 |
| Rep | 证券交易 | 2003-06-02 | 2006-01-24 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-20 |
| Rep | 就证券提供意见 | - | 2003-04-20 | |
| Rep | 提供资产管理 | - | 2003-04-20 | |
| Rep | 证券交易 | - | 2003-04-20 |