| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-01-13 | - |
| Rep | 证券交易 | 2021-01-13 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-01-13 | - |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2020-12-31 |
| Rep | 就证券提供意见 | 2011-10-24 | 2020-12-31 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2003-10-16 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-10-13 | |
| Rep | 证券交易 | 2003-04-01 | 2020-12-31 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 期货合约交易 | 2003-04-01 | 2013-08-31 |
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