| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2011-09-07 | 2012-07-16 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-09-07 | 2012-07-16 |
| Rep | 证券交易 | 2011-09-07 | 2012-07-16 | |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2010-04-12 | 2011-08-08 |
| RO | 证券交易 | 2010-04-12 | 2011-08-08 | |
| Rep | 就证券提供意见 | 2010-01-29 | 2010-04-12 | |
| Rep | 证券交易 | 2010-01-29 | 2010-04-12 |