| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2018-09-20 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2016-09-26 | - |
| Rep | 证券交易 | 2016-09-26 | - | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2015-12-05 |
| Rep | 证券交易 | 2011-03-28 | 2015-12-05 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-03-28 | 2013-08-31 |
| Rep | 证券交易 | 2011-03-28 | 2013-08-31 |