| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2009-11-03 | 2018-10-12 |
| Credit Agricole Securities (Asia) Limited | Rep | 就证券提供意见 | 2009-04-29 | 2009-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-10-12 |
| Rep | 提供资产管理 | - | 2004-10-12 | |
| Rep | 就证券提供意见 | - | 2008-12-11 | |
| Rep | 证券交易 | - | 2008-12-11 |