| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2019-09-13 |
| Rep | 证券交易 | 2008-06-10 | 2019-09-13 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2008-06-10 | 2013-08-31 |
| Rep | 证券交易 | 2008-06-10 | 2013-08-31 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2007-06-25 | 2007-07-27 |
| Rep | 证券交易 | 2007-06-25 | 2007-07-27 | |
| HSBC LIFE (INTERNATIONAL) LIMITED | Rep | 就证券提供意见 | 2004-04-26 | 2005-11-20 |