| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2026-10-06 | - |
| SOUTH CHINA SECURITIES LIMITED | RO | 证券交易 | 2026-10-06 | - |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2026-05-04 | 2026-10-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2026-05-04 | 2026-10-06 |
| Alliance Capital Partners Limited (HK) | Rep | 就机构融资提供意见 | 2024-08-19 | 2026-03-16 |
| Rep | 证券交易 | 2024-08-19 | 2026-03-16 | |
| Equities First Holdings Hong Kong Limited | Rep | 证券交易 | 2023-08-07 | 2024-06-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2022-09-02 | 2023-07-15 |
| Rep | 就机构融资提供意见 | 2018-09-21 | 2022-09-02 | |
| Rep | 证券交易 | 2018-09-21 | 2023-07-15 | |
| Mason Global Capital Limited | Rep | 就机构融资提供意见 | 2018-07-05 | 2018-09-05 |
| Mason Securities Limited | Rep | 证券交易 | 2016-12-09 | 2018-09-05 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-08-08 | 2016-01-15 |
| Rep | 证券交易 | 2011-08-08 | 2016-01-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-08-08 | 2012-01-31 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-02-25 | 2011-07-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-02-25 | 2011-07-29 |
已采集记录中暂无金管局登记。