| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2019-09-02 | 2022-05-03 |
| Rep | 就证券提供意见 | 2019-09-02 | 2022-05-03 | |
| Rep | 证券交易 | 2019-09-02 | 2022-05-03 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-11-23 | 2019-05-31 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-10-25 | 2018-06-29 |
| Rep | 证券交易 | 2010-10-25 | 2018-06-29 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-10-25 | 2012-01-31 |