| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pine Star Asset Management Limited | Rep | 就证券提供意见 | 2019-01-02 | 2019-02-01 |
| Rep | 提供资产管理 | 2019-01-02 | 2019-02-01 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-10-08 | 2018-03-16 |
| Rep | 证券交易 | 2010-10-08 | 2018-03-16 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-10-08 | 2012-01-31 |