| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-18 | 2022-01-31 |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2013-10-09 | 2017-09-29 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2009-04-22 | 2013-04-03 |
| CLSA LIMITED | Rep | 证券交易 | 2008-01-07 | 2009-03-04 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | - | 2004-03-01 |
| Rep | 就证券提供意见 | - | 2004-03-01 | |
| Rep | 提供资产管理 | - | 2004-03-01 | |
| Rep | 提供自动化交易服务 | - | 2004-03-01 | |
| Rep | 证券交易 | - | 2007-12-22 |