Lui, Jervis Chun Wai 呂俊為
证监会中央编号:AHY083
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2024-09-06 | 2026-03-17 |
| Rep | 证券交易 | 2024-09-06 | 2026-03-17 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2024-09-06 | 2026-03-17 |
| Rep | 证券交易 | 2024-09-06 | 2026-03-17 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 证券交易 | 2023-11-13 | 2026-03-17 |
| Credit Suisse (Hong Kong) Limited | RO | 期货合约交易 | 2020-02-26 | 2026-03-17 |
| Rep | 期货合约交易 | 2019-10-03 | 2020-02-26 | |
| RO | 期货合约交易 | 2016-09-02 | 2017-07-03 | |
| RO | 证券交易 | 2016-09-02 | 2026-03-17 | |
| Rep | 期货合约交易 | 2016-04-22 | 2016-09-02 | |
| Rep | 证券交易 | 2016-04-22 | 2016-09-02 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-06-24 | 2013-05-08 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2004-06-24 | 2013-05-08 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2004-03-30 | 2004-06-24 |
| DEUTSCHE FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2003-11-14 | 2004-06-24 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2003-11-14 | 2004-06-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2003-10-09 |
| Rep | 就证券提供意见 | - | 2003-10-09 | |
| Rep | 提供资产管理 | - | 2003-10-09 | |
| Rep | 证券交易 | - | 2003-10-09 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-09 |
| Rep | 就证券提供意见 | - | 2003-10-09 | |
| Rep | 提供资产管理 | - | 2003-10-09 | |
| Rep | 证券交易 | - | 2003-10-09 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2003-10-09 |
| Rep | 提供资产管理 | - | 2003-10-09 | |
| Rep | 期货合约交易 | - | 2003-10-09 |