Personnel Hong Kong SFC License Details (ID 74902)

Personnel Hong Kong SFC License Details (ID 74902)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	期货合约交易	2013-05-31	2014-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2010-05-19	2013-08-31
Citigroup Global Markets Asia Limited	Rep	证券交易	2010-04-15	2014-03-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2010-04-15	2013-08-31
Knight Capital Asia Limited	Rep	证券交易	2009-06-26	2010-03-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-05-16	2009-02-27
Merrill Lynch Far East Limited	Rep	证券交易	2005-05-19	2009-02-27
Merrill Lynch (Asia Pacific) Limited	Rep	提供资产管理	-	2005-01-25
	Rep	就机构融资提供意见	-	2005-03-23
	Rep	就证券提供意见	-	2005-03-23
	Rep	提供自动化交易服务	-	2005-03-23
	Rep	证券交易	-	2009-02-27