| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VISION FINANCE (SECURITIES) LIMITED | Rep | 证券交易 | 2016-03-14 | 2020-10-11 |
| Ayers Alliance Securities (HK) Limited | Rep | 证券交易 | 2015-03-12 | 2016-01-20 |
| Rep | 证券交易 | 2014-04-30 | 2014-06-20 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2013-10-28 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-10-04 | 2013-10-28 |
| Rep | 证券交易 | 2011-10-04 | 2013-10-28 | |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2008-12-10 | 2013-10-28 |
| Rep | 证券交易 | 2008-12-10 | 2013-10-28 |