| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHELSEA SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2016-07-07 | 2017-10-26 |
| Rep | 证券交易 | 2016-07-07 | 2017-10-26 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-10-15 | 2016-01-22 |
| Rep | 证券交易 | 2010-10-15 | 2016-01-22 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-10-15 | 2012-01-31 |