| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2013-09-23 | 2021-10-11 |
| Rep | 证券交易 | 2013-09-23 | 2021-10-11 | |
| 3V Capital Limited | RO | 就证券提供意见 | 2007-03-14 | 2013-08-27 |
| RO | 证券交易 | 2007-03-14 | 2013-08-27 | |
| Rep | 就证券提供意见 | 2005-09-02 | 2007-03-14 | |
| Rep | 证券交易 | 2005-07-21 | 2007-03-14 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2004-01-28 | 2005-07-14 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-05 |
| Rep | 就证券提供意见 | - | 2004-01-05 | |
| Rep | 提供资产管理 | - | 2004-01-05 | |
| Rep | 提供自动化交易服务 | - | 2004-01-05 | |
| Rep | 证券交易 | - | 2004-01-20 |