| EMPEROR FUTURES LIMITED | RO | 就期货合约提供意见 | 2025-12-02 | - |
| RO | 期货合约交易 | 2025-12-02 | - |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就证券提供意见 | 2025-10-30 | - |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2025-07-07 | 2025-12-02 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2025-07-07 | 2025-10-30 |
| Emperor Asset Management Limited | Rep | 提供资产管理 | 2021-11-17 | - |
| Rep | 就证券提供意见 | 2021-11-17 | 2025-03-27 |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2021-11-17 | 2025-03-27 |
| Rep | 期货合约交易 | 2021-11-17 | 2025-12-02 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 证券交易 | 2013-10-16 | - |
| Rep | 证券交易 | 2013-07-17 | 2013-10-16 |
| 3V Capital Limited | RO | 证券交易 | 2005-07-18 | 2013-06-30 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2004-02-10 | 2005-07-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2004-02-10 | 2005-07-15 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 证券交易 | 2003-09-23 | 2004-01-27 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | 期货合约交易 | 2003-09-23 | 2004-01-27 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-16 |
| Rep | 证券交易 | 2003-04-01 | 2003-08-16 |
| DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-16 |
| Rep | 证券交易 | 2003-04-01 | 2003-08-16 |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-16 |
| Rep | 期货合约交易 | 2003-04-01 | 2003-08-16 |