| Digital Climate Securities HK Limited | RO | 就证券提供意见 | 2024-12-23 | - |
| RO | 证券交易 | 2024-12-23 | - |
| SINO-RICH SECURITIES & FUTURES LIMITED | RO | 期货合约交易 | 2021-06-16 | 2024-11-22 |
| RO | 证券交易 | 2021-06-16 | 2024-11-22 |
| RO | 提供资产管理 | 2013-09-02 | 2024-11-22 |
| RO | 就期货合约提供意见 | 2012-06-21 | 2024-11-22 |
| RO | 就证券提供意见 | 2012-06-21 | 2024-11-22 |
| Rep | 期货合约交易 | 2012-03-06 | 2021-06-16 |
| Rep | 证券交易 | 2012-03-06 | 2021-06-16 |
| CNCB (Hong Kong) Capital Limited | RO | 就期货合约提供意见 | 2005-01-18 | 2011-01-14 |
| RO | 就证券提供意见 | 2005-01-18 | 2011-01-14 |
| RO | 提供资产管理 | 2005-01-18 | 2011-01-14 |
| AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-11-03 |
| RO | 就期货合约提供意见 | 2003-04-01 | 2012-02-29 |
| RO | 就证券提供意见 | 2003-04-01 | 2012-02-29 |
| RO | 提供资产管理 | 2003-04-01 | 2012-02-29 |