Personnel Hong Kong SFC License Details (ID 74979)

Personnel Hong Kong SFC License Details (ID 74979)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
MAGIC COMPASS SECURITIES LIMITED	RO	杠杆式外汇交易	2025-02-28	2025-06-06
Nerico Brothers Limited (HK)	RO	杠杆式外汇交易	2012-07-26	2017-06-22
	Rep	杠杆式外汇交易	2012-07-24	2012-07-26
	Rep	证券交易	2012-07-24	2017-06-22
Hafoo Securities Limited	Rep	证券交易	2011-02-10	2012-05-31
	RO	证券交易	2010-07-09	2011-02-10
WILSON SECURITIES LIMITED	Rep	就证券提供意见	2010-06-07	2012-05-31
Hafoo Securities Limited	Rep	证券交易	2010-05-20	2010-07-09
BWC FOREX LIMITED	RO	杠杆式外汇交易	2009-12-11	2012-05-31
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2006-04-10	2007-05-19
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-04-10	2007-05-19
SHUN LOONG FOREX COMPANY LIMITED	RO	杠杆式外汇交易	2005-08-08	2007-05-19
	Rep	杠杆式外汇交易	2005-05-30	2005-08-08
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2005-05-30	2007-05-19
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2004-08-10	2005-05-04
	RO	杠杆式外汇交易	2004-03-19	2005-05-04
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	-	2003-07-31