| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CIF Securities Futures Limited | RO | 证券交易 | 2018-08-28 | 2019-02-06 |
| CIF Global Markets (HK) Limited | RO | 杠杆式外汇交易 | 2017-09-15 | 2019-02-06 |
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2012-07-03 | 2017-09-12 |
| Rep | 杠杆式外汇交易 | 2012-07-03 | 2017-09-12 | |
| WILSON SECURITIES LIMITED | RO | 就证券提供意见 | 2011-05-19 | 2012-05-31 |
| RO | 证券交易 | 2011-05-19 | 2012-05-31 | |
| Hafoo Securities Limited | RO | 证券交易 | 2011-03-08 | 2012-05-31 |
| WILSON SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-06-01 | 2011-05-19 |
| BWC FOREX LIMITED | Rep | 杠杆式外汇交易 | 2010-01-07 | 2012-05-31 |
| Hafoo Securities Limited | Rep | 证券交易 | 2010-01-07 | 2011-03-08 |