| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2015-11-05 | 2025-07-11 |
| BWC FOREX LIMITED | Rep | 杠杆式外汇交易 | 2010-11-26 | 2012-11-09 |
| Hafoo Securities Limited | Rep | 证券交易 | 2010-11-26 | 2012-11-09 |
| WILSON SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-11-26 | 2012-11-09 |
| Rep | 证券交易 | 2010-11-26 | 2012-11-09 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 杠杆式外汇交易 | 2008-11-03 | 2010-11-01 |
| Rep | 就证券提供意见 | 2008-01-28 | 2010-11-01 | |
| Rep | 证券交易 | 2008-01-28 | 2010-11-01 |