| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-10-27 | 2012-01-23 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2011-09-30 | 2012-01-23 |
| Rep | 证券交易 | 2011-09-30 | 2012-01-23 | |
| Hafoo Securities Limited | Rep | 证券交易 | 2010-08-04 | 2011-09-16 |
| WILSON SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-08-04 | 2011-09-16 |
| Rep | 证券交易 | 2010-08-04 | 2011-09-16 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2010-05-03 | 2010-07-15 |
| Rep | 证券交易 | 2010-05-03 | 2010-07-15 |