Personnel Hong Kong SFC License Details (ID 75001)

Personnel Hong Kong SFC License Details (ID 75001)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-06-19	2015-07-27
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2012-10-12	2014-06-08
XinKong International Securities Limited	RO	就证券提供意见	2012-03-01	2012-09-27
	RO	证券交易	2012-03-01	2012-09-27
	Rep	就证券提供意见	2012-01-16	2012-03-01
	Rep	证券交易	2012-01-16	2012-03-01
WILSON SECURITIES LIMITED	RO	就证券提供意见	2011-03-23	2011-12-31
	RO	证券交易	2011-03-23	2011-12-31
Hafoo Securities Limited	Rep	证券交易	2010-07-27	2011-12-31
WILSON SECURITIES LIMITED	Rep	就证券提供意见	2010-07-27	2011-03-23
	Rep	证券交易	2010-07-27	2011-03-23
KGI ASIA LIMITED	Rep	证券交易	2008-09-05	2010-07-14
	Rep	就证券提供意见	2008-08-18	2010-07-14
OnePlatform Asset Management Limited	Rep	就证券提供意见	2006-07-03	2008-08-02
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	就机构融资提供意见	-	2004-05-04
	Rep	提供资产管理	-	2004-05-04
	Rep	证券交易	-	2004-05-04
	Rep	就证券提供意见	-	2006-06-10