| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oreana Financial Services Limited | Rep | 证券交易 | 2011-08-19 | 2013-05-10 |
| Rep | 就证券提供意见 | 2011-07-07 | 2013-05-10 | |
| Rep | 提供资产管理 | 2011-07-07 | 2013-05-10 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-08-06 | 2011-05-01 |
| Rep | 证券交易 | 2010-08-06 | 2011-05-01 |