Lam, Geoffrey Man Hon 林汶翰
证监会中央编号:ADI840
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Original Group Securities Limited | RO | 证券交易 | 2021-05-25 | 2024-08-15 |
| PSG Digital Asia Limited | RO | 就证券提供意见 | 2021-05-25 | - |
| RO | 提供资产管理 | 2021-05-25 | - | |
| Original Group Securities Limited | Rep | 证券交易 | 2021-05-20 | 2021-05-25 |
| PSG Digital Asia Limited | Rep | 就证券提供意见 | 2021-05-20 | 2021-05-25 |
| Rep | 提供资产管理 | 2021-05-20 | 2021-05-25 | |
| AJ Securities Limited | RO | 证券交易 | 2019-04-02 | 2021-05-07 |
| AJ Asset Management Limited | RO | 就证券提供意见 | 2018-08-28 | 2021-05-07 |
| RO | 提供资产管理 | 2018-08-28 | 2021-05-07 | |
| AJ Securities Limited | Rep | 证券交易 | 2018-06-11 | 2019-04-02 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 证券交易 | 2017-03-06 | 2018-05-31 |
| Caitong International Asset Management Co., Limited | RO | 就证券提供意见 | 2013-05-20 | 2018-05-31 |
| RO | 提供资产管理 | 2013-05-20 | 2018-05-31 | |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | 证券交易 | 2013-04-22 | 2017-03-06 |
| Rep | 证券交易 | 2013-04-16 | 2013-04-22 | |
| Oreana Financial Services Limited | RO | 就证券提供意见 | 2011-10-03 | 2013-04-12 |
| RO | 提供资产管理 | 2011-10-03 | 2013-04-12 | |
| RO | 证券交易 | 2011-10-03 | 2013-04-12 | |
| Rep | 就证券提供意见 | 2011-09-05 | 2011-10-03 | |
| Rep | 提供资产管理 | 2011-09-05 | 2011-10-03 | |
| Rep | 证券交易 | 2011-09-05 | 2011-10-03 | |
| Gen2 Partners Limited | RO | 提供资产管理 | 2010-01-28 | 2011-03-31 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-09-08 | 2010-01-01 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | RO | 就证券提供意见 | 2009-04-15 | 2010-01-01 |
| RO | 提供资产管理 | 2009-04-15 | 2010-01-01 | |
| Rep | 就证券提供意见 | 2009-01-14 | 2009-04-15 | |
| Rep | 提供资产管理 | 2009-01-14 | 2009-04-15 | |
| Bright Fund Management Limited | RO | 就证券提供意见 | 2005-07-27 | 2008-08-14 |
| RO | 提供资产管理 | 2005-07-27 | 2008-08-14 | |
| RO | 证券交易 | 2005-07-27 | 2008-08-14 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-19 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-07-27 |